Fuller & Thaler Behavioral Small-Cap Growth Fund - Investor Shares
FTXNX
NASDAQ- -
USD
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- -
Capital Structure
FRC
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in mil. unless spec.Working Capital
FRC
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in mil. unless spec.Growth Rates
FRC
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in mil. unless spec.Quarterly Revenue
FRC
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in mil. unless spec.Quarterly Earnings Per Share
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in mil. unless spec.Quarterly Dividends Per Share
FRC
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in mil. unless spec.- Sector
- Financial Services
- Industry
- Asset Management
- Address
- 225 Pictoria Drive Cincinnati OH United States of America 45246
- IPO Date
- Dec 21, 2017
- CIK
- 0001587551
- Website
- fullerthalerfunds.com
- Similar Companies
- Business
- Fuller & Thaler Behavioral Small-Cap Growth Fund - Investor Shares (FTXNX) is an open-end mutual fund that seeks long-term capital appreciation by investing at least 80% of its net assets in common stocks of small-capitalization growth companies, primarily those exhibiting behavioral biases such as market under-reaction to positive earnings surprises; it benchmarks performance against the Russell 2000 Growth Index and employs proprietary behavioral finance research to identify mispriced securities within the small-cap segment of the U.S. equity market. The fund offers multiple share classes including A Shares (FTXAX), C Shares (FTXCX), Investor Shares (FTXNX, no-load with 1.29% net expense ratio), Institutional Shares (FTXSX, 1.00% net expense ratio, $100,000 minimum), and R6 Shares (FTXFX, 0.90% net expense ratio, $1,000,000 minimum), distributed by Ultimus Fund Distributors, LLC. Managed by Fuller & Thaler Asset Management, Inc., a 100% employee-owned firm founded in 1993 and headquartered in San Mateo, California, the fund targets institutional and retail investors focused on U.S. small-cap equities, with total net assets exceeding $1.9 billion as of late 2024. Fuller & Thaler Asset Management advises a suite of behavioral finance-focused mutual funds, including the FullerThaler Behavioral Small-Cap Equity Fund (FTHNX), Behavioral Mid-Cap Value Fund, Behavioral Unconstrained Equity Fund, Behavioral Small-Mid Core Equity Fund, Behavioral Micro-Cap Equity Fund, and Behavioral Mid-Cap Equity Fund, all emphasizing exploitable investor psychology in equity selection across small- and mid-cap segments. The firm serves institutional clients such as pension funds and corporations through separately managed accounts alongside these retail mutual funds, maintaining approximately $25.7 billion in assets under management as of mid-2025. In recent developments, Fuller & Thaler has sustained strong organic growth, ranking among the top 10 U.S. asset managers for organic AUM increases through November 2024, driven by performance in behavioral strategies. The firm strategically expanded portfolio holdings in September 2024, notably increasing stakes in Advance Auto Parts (aligning with micro- to small-cap value opportunities) and TXNM Energy Inc. (enhancing utilities sector exposure), reflecting ongoing adjustments to capitalize on sector turnarounds and growth prospects. Expense limitations for FTXNX and peer funds have been extended through January 31, 2026, with the Investor Shares net expense ratio capped at 1.26%, supporting competitive positioning; additionally, 2025 capital gains distribution estimates were released, underscoring routine operational transparency.