- CEO
- Tien Duc Vu
- Full Time Employees
- 392
- Sector
- Finance
- Industry
- Investment banks/Brokers
- Address
- Ha Noi Vietnam
- IPO Date
- Jun 25, 2009
- Business
- Saigon - Hanoi Securities Joint Stock Company (HNX: SHS) is a Vietnam-based financial services institution primarily engaged in securities brokerage, proprietary investment, underwriting, and investment banking advisory services. Founded in 2007 and headquartered in Hanoi, Vietnam, the company maintains nationwide operations with regional headquarters, branches, and transaction offices in major economic centers including Ho Chi Minh City and Da Nang. The company operates through four primary business segments: Securities Brokerage and Customer Services, Proprietary Trading and Investment, Investment Banking and Corporate Finance Advisory, and Securities Custody and Depository Services. Within Securities Brokerage and Customer Services, the company provides equity trading execution across the Ho Chi Minh Stock Exchange (HOSE), Hanoi Stock Exchange (HNX), and the Unlisted Public Company Market (UPCoM); derivatives and futures trading; fixed-income and bond brokerage; fund certificate distribution; margin financing and securities-backed credit facilities; securities borrowing and lending services; digital trading platforms encompassing web-based interfaces and mobile applications; digital onboarding utilizing electronic Know-Your-Customer (eKYC) verification; and tailored investment consultancy for retail, institutional, high-net-worth domestic, and foreign investors. Within Proprietary Trading and Investment, the company engages in direct portfolio investments in listed and unlisted equities; fixed-income securities trading; convertible note and corporate bond portfolio management; money market operations; and structured derivatives hedging. Within Investment Banking and Corporate Finance Advisory, the company offers equity and debt underwriting services; initial public offering (IPO) advisory and execution; capital raising and private placement arrangement; corporate restructuring, equitization, and state divestment consultancy; mergers and acquisitions (M&A) advisory; bond issuance structuring, registration, and payment agency services; and listing sponsorship. Within Securities Custody and Depository Services, the company delivers securities registration, safekeeping, trade settlement, dividend distribution administration, and corporate actions processing. In recent corporate developments, Saigon - Hanoi Securities Joint Stock Company has executed substantial charter capital increases through equity issuances and capital reserves to enhance its equity base, strengthen risk management buffers, and scale its margin lending capacity. The company has also accelerated its digital transformation initiatives by deploying upgraded core brokerage systems to align with the nationwide KRX trading infrastructure, introducing artificial intelligence-driven market analytics tools, and expanding cross-selling synergies with its strategic ecosystem partner, Saigon - Hanoi Commercial Joint Stock Bank (SHB), to deliver integrated financial and wealth management solutions.