SMART Small Cap ETF
SSCP
New York Stock Exchange Arca- -
USD
- -
- -
Capital Structure
FRC
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in mil. unless spec.Working Capital
FRC
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in mil. unless spec.Growth Rates
FRC
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in mil. unless spec.Quarterly Revenue
FRC
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in mil. unless spec.Quarterly Earnings Per Share
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in mil. unless spec.Quarterly Dividends Per Share
FRC
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in mil. unless spec.- Sector
- Financial Services
- Industry
- Asset Management
- Address
- 234 West Florida Street, Suite 203 Milwaukee WI United States of America 53204
- IPO Date
- May 12, 2026
- Website
- smartwayetfs.com
- Similar Companies
- Business
- SMART Small Cap ETF (SSCP) is an actively managed U.S. equity ETF focused on small-capitalization companies, managed by SMART Wealth, LLC, with the fund’s investments primarily drawn from U.S.-domiciled small-cap stocks defined by market capitalization in the approximate range of $300 million to $2 billion. The fund seeks to deliver total return through a disciplined, multi-step screening process emphasizing momentum and earnings growth, aiming to identify 30–45 names that meet its quantitative criteria while applying position and sector constraints to manage risk and turnover. The fund is structured as a non-diversified ETF and is designed to be a core exposure to U.S. small-cap equities within the broader SMART ETF family. Founding context and structure - Launch and strategy: SSCP operates as part of SMART Wealth’s suite of active ETFs, with a mandate to outperform typical small-cap benchmarks through selective stock picking and non-traditional screening factors. - Headquarters and domicile: The fund is organized in the United States and follows U.S. regulatory and exchange-traded fund standards. - Sub-adviser and governance: Investment decisions are guided by SMART Wealth, LLC as the sub-adviser, under a framework established by the sponsor. Primary products and services - Core product: SMART Small Cap ETF, ticker SSCP, an actively managed U.S. small-cap equity ETF. - Investment vehicle: Exchange-traded fund offering liquidity and transparency with intra-day trading; creation/redemption in standard ETF units. - Compliance and risk controls: Non-diversified ETF structure with explicit position and sector caps to manage concentration risk; quarterly and annual reporting, independent oversight, and adherence to regulatory requirements. - Value proposition: Systematic stock selection designed to capture upside in small-cap names while employing risk controls to mitigate volatility relative to broader markets. Geographic and market exposure - Primary market: United States; holdings consist of U.S.-listed small-cap equities. - Sector representation: Portfolio construction emphasizes diversified exposure across multiple sectors, with position limits to prevent over-concentration in any single sector. Latest major changes and strategic updates - Product advances: Introduction and ongoing refinement of an actively managed small-cap ETF within the SMART Wealth platform, including adjustments to screening parameters and eligible universes as market conditions evolve. - Strategic alliances: Collaboration between the sponsor and the sub-adviser to optimize stock selection methodologies and risk controls in response to evolving market dynamics. - Fund-level developments: Updates to the fund’s mandate and operational framework to align with new regulatory disclosures and benchmarking practices for active small-cap strategies. - Market positioning: Enhanced emphasis on growth and momentum factors within the small-cap universe, alongside traditional value considerations, to potentially improve risk-adjusted returns. Industry context and positioning - Industry: Exchange-traded funds; active, rules-based small-cap strategy. - Customer base: Financial advisors, wealth managers, institutions, and direct retail investors seeking focused exposure to U.S. small-cap equities within an actively managed framework. - Competitive landscape: Competes with other U.S. small-cap ACT ETFs and traditional passive small-cap offerings, differentiated by its active selection process and risk controls. Subsidiaries and relationships - Parent/sponsor: SMART Wealth, LLC, as sponsor and sub-adviser to SSCP, overseeing the investment process and compliance. - Related offerings: Part of SMART Wealth’s family of active ETFs, including other cap-sized strategies and potential expansions in the small/mid-cap space. Operational and governance notes - Regulatory status: Registered investment company under U.S. securities laws; adheres to SEC reporting and ETF governance standards. - Tax considerations: Structured as a standard U.S. ETF; investors should consult tax guidance for dividend, capital gains, and wash-sale implications. - Disclosure: Provides standard ETF disclosures, performance reporting, holdings transparency, and periodic updates on methodology and risk factors.