- Sector
- Finance
- Industry
- Investment banks/Brokers
- Address
- Warsaw Poland
- IPO Date
- Mar 25, 2011
- Business
- NWAI Dom Maklerski S.A. is a Poland-based independent brokerage house and investment firm that provides comprehensive investment banking, corporate finance, and capital market services to small and medium-sized enterprises, corporations, local government units, and investment funds. Founded in 2008 and headquartered in Warsaw, Poland, the company operates under the regulatory supervision of the Polish Financial Supervision Authority (Komisja Nadzoru Finansowego) and primarily serves clients across Poland and Central Europe.
The company offers specialized financial solutions that include: capital raising and securities underwriting services, encompassing the structuring, private placement, and public offering of corporate bonds, municipal bonds, equities, convertible debt, mezzanine financing, and investment certificates; comprehensive issuer agency and transaction support services, comprising issue agent representation, documentation agency, calculation and paying agent functions, Authorized Advisor advisory on the NewConnect and Catalyst markets, and the execution of share and bond buyback programs; securities animation and liquidity provision, serving as a designated market maker for listed equities and fixed-income instruments on the Warsaw Stock Exchange and alternative trading platforms; fund administration and custodial services, acting as a depositary institution for closed-end investment funds alongside maintaining digital shareholder registers for joint-stock and limited joint-stock partnerships; and specialized maritime finance and advisory through its NWAI Shipping division, delivering vessel brokerage, acquisition financing for newbuild and second-hand vessels, maritime asset valuations, and shipping debt restructuring.
In recent developments, NWAI Dom Maklerski S.A. completed its listing transfer from the NewConnect alternative trading system to the Main Market of the Warsaw Stock Exchange in July 2026, marking a strategic transition aimed at enhancing company valuation, broadening institutional investor access, and facilitating future strategic growth initiatives without issuing new equity. Additionally, the company has expanded its depositary and mandatory issue agency service lines to address evolving regulatory requirements and increased demand from fund managers, reinforced its corporate governance structure with key supervisory board appointments, and maintained an active shareholder return program through regular dividend distributions.