- CEO
- Ho Cheung Mui
- Full Time Employees
- 44
- Sector
- Finance
- Industry
- Investment managers
- Address
- Room 1505 Hong Kong Hong Kong 100022
- IPO Date
- Sep 30, 2019
- Business
- LFG Investment Holdings Limited (3938.HK), an investment holding company incorporated in the Cayman Islands in 2015 and headquartered at Room 1505, 15/F, Wheelock House, 20 Pedder Street, Central, Hong Kong, operates as a financial services provider principally in Hong Kong through subsidiaries including Lego Corporate Finance Limited, Lego Securities Limited and Lego Asset Management Limited. The Group engages in Type 1 (dealing in securities), Type 4 (advising on securities), Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities under the Securities and Futures Ordinance; its core offerings encompass corporate finance advisory services, including IPO sponsorship for Main Board and GEM listings, financial and independent financial advisory on transactions under Listing Rules, GEM Listing Rules and Takeovers Code, and compliance advisory on post-listing matters; securities and financing services, comprising placing and underwriting as global coordinator, bookrunner, lead manager or placing agent for IPOs and secondary market transactions, securities dealing and brokerage for equities, exchange-traded products, derivative warrants, callable bull/bear contracts, REITs, debt securities on the Stock Exchange and major US exchanges, plus margin financing for secondary market purchases and IPO subscriptions; and asset management services, including investment advisory and fund management with net assets under management of approximately US$12.4 million as at 30 September 2025. In recent developments, the Group completed four placing and underwriting projects for secondary market fundraising during the six months ended 30 September 2025, recognized revenue of HK$33.8 million reflecting a 293.7% increase year-over-year driven by corporate finance advisory growth to HK$17.1 million from 81 projects (including four IPO sponsorships and 76 financial/independent advisory mandates), securities services up 39.0% to HK$6.5 million, and positive investment fund performance of HK$9.8 million; it issued new shares totaling 81,192,593 raising share capital to HK$4.872 million; and expanded funds under management from US$2.9 million as at 31 March 2025, while maintaining a prudent approach to margin loans at HK$33.3 million secured by collateral and recording a period profit of HK$3.0 million versus prior loss. LFG Investment Holdings Limited is a subsidiary of Lego Financial Group Limited and targets listed companies, issuers, shareholders, institutional and retail clients in the Hong Kong capital markets.